Assistance with On-Site Regulatory Examinations

The Central Bank of Aruba (CBA) adopts a continuous supervisory approach, which includes both off-site examinations (e.g., questionnaires) and on-site examinations. These on-site reviews can range from targeted investigations of specific areas to comprehensive evaluations of an institution’s compliance with the AML State Ordinance, the CBA Handbook, and the Sanction Law.

Being well-prepared is key to navigating the regulatory examination process successfully. At Compliance & Forensic Services Caribbean, we offer extensive expertise in guiding clients through regulatory examinations.

Our services include:

  • Preparing you for what to expect during the investigation.
  • Ensuring your files are organized and ready for review.
  • Reviewing your AML Compliance Program.
  • Providing on-site support during the examination.
  • Assisting with responses to CBA inquiries.

Maintaining compliance not only protects your institution from fines but also enhances its reputation.

Contact us today to learn more about our services and how we can support your compliance efforts.