Are You AML Audit-Ready? A Practical AML Training for Lawyers, Accountants and Tax Advisors

Professionals like lawyers, accountants, and tax advisors are increasingly in the spotlight of AML regulators.
Are your internal procedures truly audit-ready? Do you know how to demonstrate compliance when an AML Onsite Examination arrives at your door?

This specialized AML training is designed to help legal and financial professionals understand their gatekeeper role, strengthen compliance frameworks, and confidently face an AML audit.

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The training will be focused on the following topics

  • The scope of AML legislation for lawyers, accountants, and tax advisors
  • Audit triggers: Why your practice might be selected
  • How to prepare for regulatory reviews and inspections
  • Internal controls, policies, and procedures: What must be in place
  • Documentation requirements and file quality
  • Enhanced Due Diligence (EDD), UBO identification, Source of Funds (SOF) and Source of Wealth (SOW) for PEPs
  • Unusual Transaction Reporting (UTR): Thresholds, timing, and content
  • Example audit questions and documentation requests
  • Tips to improve your AML procedures before the regulator does

Target group

  • Lawyers, accountants, auditors, and tax advisors involved in advisory services related to real estate transactions, company incorporations, and the sale or purchase of shares
  • Money Laundering Compliance Officers (MLCOs) and Reporting Officers (MLROs)

Practical Takeaways:

  • AML Audit Preparation Checklist
  • Sample UTR formats and audit documentation request templates
  • Self-assessment tools to evaluate your current compliance posture
  • Key risk indicators specific to professional service providers

Duration of the training

3 hours

Time

04:00 PM – 07:00 PM

Date

Details will be announced soon. If you’re interested in participating, register now to secure your spot!

Date

Details will be announced soon. If you’re interested in participating, register now to secure your spot!

Price

Afl. 400, = p.p.
Costs include refreshments, training sheets
and certificate of attendance.

In-house Training

Please contact us to arrange your
in-house face-to-face training.

Online Registration

Register Now

The Regulator expects professionals to act as the first line of defense against financial crime. This training ensures you’re not only compliant, but confidently prepared.