Understanding the Risks of Politically Exposed Persons

A PEP is an individual who holds (has held) a prominent public position or role in a government body or international organization, either in Aruba or abroad. Immediate family members and/or close associates of these individuals are also considered PEPs. Because PEPs hold positions of power and influence, they can be a target for corruption and bribery attempts, and ultimately for money laundering or terrorism financing activities.

This is why it’s important to use AML/CTF measures to identify, mitigate and manage any such potential risks. However, being a PEP doesn’t automatically mean someone is involved in criminal activities.

As part of your AML/CTF program, you must outline how PEPs are identified and what steps are taken when dealing with PEPs, in particular the risk assessment and monitoring.

This course will cover the following

  • Definition of PEP & risks
  • Time limits of PEP status (is not always 5 years)
  • What are your obligations in relation to PEPs? (identification & screening)
  • Enhanced Due Diligence: What else could be requested?
  • What are appropriate measures to determine the source of funds and the source of wealth?
  • Obtain senior management approval before establishing or continuing an existing business relationship. (recorded though a PEP memo)
  • Risk assessment and mitigation (preliminary and final risk assessment)
  • On-going monitoring: of the business relationship and of the transactions
  • Reporting of unusual transactions/activities
  • The use of professional facilitators (e.g., lawyers, accountants, real estate agents, financial advisers and trust service providers etc.)
  • Record keeping
  • Case studies
  • When to exit a PEP?
  • Red Flags

Target group

  • Money Laundering Compliance Officer & Money Laundering Reporting Officer
  • Compliance staff
  • Any personnel involved in customer due diligence or investigations

Duration of the training

4 hours

Time

08:30 AM – 12:30 PM

Date

Details will be announced soon. If you’re interested in participating, register now to secure your spot!

Date

Details will be announced soon. If you’re interested in participating, register now to secure your spot!

Price

Afl. 525, = p.p.
Costs include refreshments, training sheets
and certificate of attendance.

In-house Training

Please contact us to arrange your
in-house face-to-face training.

Online Registration